Professional and financial services

    Evidence a culture your regulator, clients and people can trust.

    Regulators increasingly treat bullying and harassment as conduct issues. HeartBrain gives partners and boards a measurable view of culture and a fair process for handling misconduct concerns.

    For law, accountancy, consulting and financial firms

    Professional and financial services working environment

    In session

    14:00 – 15:00

    Meeting Room 4.1

    Corporate team · Associates pulse review · Q3

    Safe to challenge seniors81
    Workload is sustainable64
    Concerns are acted on77
    Anonymous · 5+ responsesNext free 15:00

    FCA and SRA

    Growing focus on non-financial misconduct and workplace culture

    Worker Protection

    Evidence the reasonable steps the preventative duty requires

    5+ responses

    Results only shown above a privacy threshold of five

    Verified UK law

    Resolve analysis grounded in official legislation

    What partners and boards tell us

    Culture is now a conduct question, and hierarchy keeps concerns quiet.

    01

    Culture is now a conduct issue

    Bullying and harassment can raise regulatory and reputational questions, not just HR ones.

    02

    Hierarchy silences concerns

    Junior staff may not speak up about senior colleagues who control their careers.

    03

    Boards want evidence

    Partners and boards need measurable proof that culture work is having an effect.

    Evidence your board and regulator can rely on

    Rigorous measurement and a fair, documented process for concerns.

    Prevention and fair process

    Resolve

    Structured, source-checked analysis of misconduct concerns, supporting a fair and well-documented process.

    Learn more

    Continuous listening

    Pulse

    Fortnightly evidence of whether culture actions are working, by practice area or office.

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    Whole-company insight

    Culture

    A rigorous, comparable baseline for partners and boards, with psychological safety at its core.

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    Independent human judgement

    Experts

    Independent investigators and employment lawyers when a matter needs external judgement.

    Learn more

    Give the board measurable proof of progress

    A defensible record of how culture is measured, acted on and improved.

    Culture baseline

    A rigorous baseline by practice area and office, with psychological safety and conduct at its core.

    You Said, We Did

    You said: Junior staff do not feel able to challenge senior colleagues.

    We did: Introduced an independent speak-up route and partner training.

    Illustrative example.

    Questions your people answer, partner to trainee

    Confidential, anonymous and shown only above five responses.

    Sector example

    "Senior colleagues are held to the same standards as everyone else."

    Strongly disagreeStrongly agree

    Sector example

    "I could challenge a partner's behaviour without it affecting my career."

    Strongly disagreeStrongly agree

    Sector example

    "Long hours are never used to justify poor treatment of colleagues."

    Strongly disagreeStrongly agree

    Meeting regulatory expectations on conduct

    Non-financial misconduct, workplace culture and the duty to prevent harassment.

    FCA and SRA expectations on non-financial misconduct

    Culture data and a documented response process help firms show they identify and act on bullying and harassment.

    CulturePulseResolve

    Worker Protection Act 2023: duty to take reasonable steps to prevent sexual harassment

    Regular measurement, a record of the actions you took and early sight of live issues help evidence reasonable steps.

    CulturePulseResolve

    Acas Code of Practice on disciplinary and grievance procedures

    Resolve organises the facts and timeline so grievances are handled fairly, consistently and promptly.

    ResolveExperts

    Information, not legal advice. HeartBrain supports, but does not replace, your own compliance responsibilities.

    What could keeping senior talent save your firm?

    Losing an experienced fee earner is costly in recruitment, client relationships and lost billing. Set the figures to match your firm.

    An estimate based only on the figures you enter. Starting values are placeholders, not industry statistics.

    £
    £

    Your company could save

    £75,000

    a year (estimate)

    Grievances avoided

    £15,000

    People kept

    £60,000

    Questions firms ask us

    Board reporting, practice area comparisons and confidentiality.

    See HeartBrain for your firm

    Book a demo for your partners or board, or start with a confidential one-case Resolve pilot.

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